Basic Overview
Zhonglun W&D Law Firm’s Capital Markets and Securities Practice specializes in offering end to end, high value added legal services across domestic and international capital markets. Our services cover A share, Hong Kong, and U.S. stock markets, including initial public offering, listed company refinancing, M&A and restructuring of listed companies, corporate control transactions, and listed company compliance. To date, Zhonglun W&D Law Firm has supported over 200 companies in completing IPO, refinancing, M&A and restructuring transactions across global capital markets, spanning industries such as new energy, manufacturing, consumer goods, and healthcare.
Leveraging an integrated management model, the Capital Markets and Securities Practice of Zhonglun W&D Law Firm upholds consistent practice standards, risk control, and personnel allocation across all offices. This enables us to tailor both legal teams and services to the specific needs of each project. In Hong Kong listing projects, our Chinese mainland and Hong Kong offices work in close collaboration, delivering seamless, professional, efficient, and comprehensive legal services to clients.
Our Legal Team for Capital Markets and Securities comprises multiple partners with over two decades of expertise in the field. They have been deeply involved in and witnessed the growth and transformation of China’s capital markets, participating in numerous groundbreaking and landmark transactions. The team has pioneered multiple precedents in corporate listings, mergers and acquisitions, and refinancing projects. Recognized for their exceptional capabilities, Zhonglun W&D Law Firm has consistently been ranked in Chambers and Partners for many years, remaining at the forefront of capital markets and securities legal practice while continuously leading innovation and development in legal services within the sector.
Service Advantages
1、Extensive Professional Expertise and Experiences
Zhonglun W&D Law Firm stands as one of the early pioneers in China’s capital markets legal services, with full-fledged capabilities covering domestic and overseas securities issuance, listing and financing.2、Expert Team and Exceptional Industry Influence
Following years of dedicated practice, the Legal Team of Capital Markets and Securities has developed deep professional expertise through a wide range of complex projects, allowing it to accurately predict and effectively tackle regulatory and practical challenges.
Core team members feature both exceptional legal skills, and interdisciplinary academic and professional backgrounds in finance, accounting and related fields. Several lawyers also bring prior experience from regulatory bodies and leading financial institutions, delivering services that combine sharp commercial insight with strict compliance requirements.
Our team enjoys a strong reputation in the industry. Many of the team’s partners and senior lawyers are not only seasoned practitioners in their fields but also frequently participate in cutting-edge seminars as scholars and opinion leaders. With rich academic achievements and a track record of landmark transactions, the team offers clients professional services grounded in both theoretical depth and practical value.3、Systematic Services and Forward-looking Risk Management
Our firm adopts rigorous and scientific management practices, grounded in professionalism and guided by a fundamental commitment to high-level collaboration. We assigns a dedicated team of seasoned lawyers in the relevant field to deliver high-caliber, professional legal services for each project. Drawing on years of practices, the firm has cultivated a diversified service framework centered on client needs. In addition to regular legal services, our firm takes an active role in clients’ critical decision-makings, offering forward-looking policy insights and guidance. Leveraging its distinctive legal services, the firm identifies institutional and management gaps or vulnerabilities within enterprises, enabling preventive measures to mitigate potential risks.
1.Providing legal services to CITIC Securities Co., Ltd. for its first tranche of data center asset-backed security project of GDS Holdings Limited
2.Providing legal services to Tianjin Jinshang Enterprise Management Co., Ltd. for its issuance of Bohai Huijin▪Jinshang Enterprise Management Tranche 1 Asset-Backed Security
3.Providing legal services to Shanghai Guotai Junan Securities Asset Management Co., Ltd. for its Haitong Guojun▪China Energy City Investment Development Co., Ltd.’s Hainan Capella Hotel (Hainan Free Trade Zone) Asset-Backed Security
4.Providing legal services to Shanghai Datang Financial Leasing Co., Ltd. for its first tranche of No.1 Green Targeted Asset-backed Medium-term Notes of Datang Shandong Power Generation Co.,Ltd.’s in 2024 (Carbon-Neutral Bond REITs)
5.Providing legal services to Huajin Securities Co., Ltd. for its Huajin Securities-Jintan Guofa Asset-Backed Security for Supply Chain Finance (tranche 1-24 )